Breaking Down the SEC’s Approval of ETF Share Classes of Mutual Funds

What the SEC’s ETF-Share Class Rule Means for Mutual Funds

In this video, Garrett Stevens offers a clear, investor-friendly analysis of the SEC’s approval of ETF share classes of mutual funds. He discusses the operational changes, industry momentum, and the tax mechanics that favor ETFs over traditional mutual funds.

Exchange Traded Concepts, LLC (“ETC”) is an SEC Registered Investment Adviser.  ETC presently offers two lines of business, the first being the provision of white-label ETF services, that include investment advisory and administrative platform services, and the second is offering its portfolio management services on a stand-alone basis to other advisers managing funds that have a need for a specialized trading sub-adviser familiar with and skilled in trading on behalf of an ETF and other investment vehicles. ETC provides the trust, board, and decades of experience to offer asset managers (hedge, SMAs, mutual) and others an efficient, cost-effective means to leverage the benefits of the ETF wrapper.  ETC’s Form ADV can be found here https://adviserinfo.sec.gov/firm/summary/151197