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ETC Manages the Complexities of Running an ETF for You

ETC serves as the investment advisor to three separate Multiple Series Trusts, this means more choice for you. By working with multiple services providers for each role in the ETF industry, we help our clients find the best fit, best economics and best relationships for their products.

Regulatory/Legal

ETC will directly or through partners perform and/or coordinate all legal and regulatory services associated with launching and ongoing management of your ETF. These include:

  • Compliance
  • Compliance with Applicable Law and Exemptive Relief
  • Fund Regulatory Filings
  • Outside Fund Counsel
  • Prospectus Preparation and Filing
  • Fund Trust Structures
  • In-House Legal and Compliance Team
  • Independent Board of Trustees
ETF Compliance

Fund Services

Services that ETC provides with our partners to support your ETF's ongoing operations include:

  • Administration
  • Custodian
  • Expense Processing and Paying
  • Fund Accounting & Auditing Services
  • Fund Oversight & Reporting
  • Index Provider Selection
  • Trust Board Meetings
  • Fund Distributor
  • Fund Marketing
Certain services are provided through unaffiliated third-party service providers.
ETC Fund Management

Capital Markets

ETC has extensive experience in ETF capital markets. Our capital markets team will guide you through the ETF trading microstructure. These services include:

  • Securing a Lead Market Maker
  • AP Agreements
  • Lead Market Makers
  • Seed Money Providers
  • Exchange Listings & Trading
  • Spread Monitoring
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Portfolio Management

ETC provides trading and portfolio management services, Implementing your investment strategy. These services include:

  • Fund Trading
  • In-kind Custom Basket Creation
  • Portfolio Optimization
  • Tax Efficiency Optimization
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Marketing

ETC provides clients with marketing services to promote their ETFs. These services include:

  • Content Creation
  • Digital Marketing
  • Promotional Activities
  • FINRA Marketing Review
  • Public Relations
  • Media Opportunities
  • Printing
  • Website Creation
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